0001104659-24-002888 3 1 20240101 20240110 20240110 Dow Mark 0002007103 3 34 001-05620 24525548 150 N. RADNOR CHESTER RD. STE F-200 RADNOR PA 19087 SAFEGUARD SCIENTIFICS INC 0000086115 6799 05 Real Estate & Construction 231609753 PA 1231 150 NORTH RADNOR-CHESTER ROAD SUITE F-200 RADNOR PA 19087 610 293 0600 150 NORTH RADNOR-CHESTER ROAD SUITE F-200 RADNOR PA 19087 SAFEGUARD INDUSTRIES INC 19810525 SAFEGUARD CORP 19690521 3 1 tm243037-1_3seq1.xml OWNERSHIP DOCUMENT FORM 3 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: Washington, D.C. 20549 3235-0104 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF Estimated SECURITIES average burden hours per response... 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting 2. Date of Event 3. Issuer Name and Ticker or Trading Person * Requiring Symbol Dow Mark Statement SAFEGUARD SCIENTIFICS INC [SFE] (MM/DD/YYYY) 1/1/2024 (Last) (First) (Middle) 4. Relationship of Reporting Person(s) to Issuer (Check C/O SAFEGUARD SCIENTIFICS, all applicable) INC., 150 N. RADNOR CHESTER RD. _____ Director _____ 10% Owner STE F-200 ___X___ Officer (give title below) _____ Other (specify below) CEO, CFO, Secretary / (Street) 5. If Amendment, 6. Individual or Joint/Group RADNOR, PA 19087 Date Original Filing(Check Applicable Line) (City) (State) (Zip) Filed(MM/DD/YYYY) _X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person Table I - Non-Derivative Securities Beneficially Owned 1.Title of Security 2. Amount of 3. 4. Nature of Indirect (Instr. 4) Securities Ownership Beneficial Ownership Beneficially Form: (Instr. 5) Owned Direct (Instr. 4) (D) or Indirect (I) (Instr. 5) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security 2. Date Exercisable 3. Title and Amount 4. 5. 6. Nature of (Instr. 4) and Expiration Date of Securities Conversion Ownership Indirect (MM/DD/YYYY) Underlying or Form of Beneficial Derivative Security Exercise Derivative Ownership (Instr. 4) Price of Security: (Instr. 5) Derivative Direct (D) Security or Indirect (I) Date Expiration Title Amount (Instr. 5) Exercisable Date or Number of Shares Explanation of Responses: No securities are beneficially owned. Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Dow Mark C/O SAFEGUARD SCIENTIFICS, INC. CEO, CFO, Secretary 150 N. RADNOR CHESTER RD. STE F-200 RADNOR, PA 19087 Signatures /s/ Mark Dow 1/9/2024 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.